pokerdownload| Chaozhuohang Kexi was fined for violating regulations: Huaan Fund's products are among the top ten tradable shareholders

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Source: bread Finance

Editor's note: the State Council on strengthening Supervision, guarding against risks and promoting the High-quality Development of the Capital MarketPokerdownloadIt is pointed out that the classified evaluation system for fund managers should be revised to urge rational investment, value investment and long-term investment.

Recently, the excellent Navigation Section (rights protection) received the "advance notice of Administrative punishment" issued by the China Securities Regulatory Commission on suspicion of failing to truthfully disclose the deposit and actual use of the funds raised by the company, and failing to disclose the information about the transfer of the company's bank deposits in a timely manner. the company and a number of related responsible persons were fined.

Bread financial review of the first quarterly report in 2024 shows that Huaan Ankang of the Hua an Fund holds an excellent stake in Hangke, with a shareholding of more than 600000 shares. According to the first quarterly report of Zhuo Hangke in 2024, Hua an Ankang is one of the company's top 10 shareholders with unlimited terms of sale.

Excellent Navigation Division: nearly 60 million deposits have not been disclosed in a timely manner.

On the evening of May 22, the excellent Aviation Section issued an announcement and received the "notice of Administrative punishment in advance". On November 17, 2023, the Super Aviation Division was filed by the Securities Regulatory Commission on suspicion of changing the use of funds raised without authorization.

After investigation, ChaoZhuo Aviation Section and related personnel are suspected of failing to truthfully disclose the deposit and actual use of the funds raised by the company, and failing to disclose the information about the transfer of the company's bank deposits in a timely manner.

On August 16, 2023, the excellent Aviation Division issued a special report on the deposit and actual use of the raised funds in the half-year of 2023. In the report, "the actual use of the raised funds in the third and second half of 2023" does not truthfully reflect the deposit and actual use of the raised funds. Specifically, the 59.95 million yuan "bank acceptance margin deposit" of the subsidiary Shanghai Chaozhuo Metal Materials Co., Ltd. (hereinafter referred to as Shanghai Chaozhuo) in the Nanjing North Branch of China Merchants Bank Co., Ltd. (hereinafter referred to as China Merchants Bank) is disclosed as a "structural deposit" in the Wuhan Branch of Zhejiang Merchants Bank Co., Ltd. (hereinafter referred to as Zhejiang Merchants Bank). The 10.11 million yuan certificate of deposit of the subsidiary Niven Moore Luoyang Technology Co., Ltd. in the Zhengzhou branch of China Merchants Bank is disclosed as the large certificate of deposit in the Wuhan branch of Zhejiang Merchants Bank. The 20 million yuan Xizang Trust Co., Ltd. purchased in Shanghai is disclosed as a trust product in the Wuhan Branch of Zhejiang Merchants Bank.

On October 7, 2023, the outstanding deposit of 59.95 million yuan in Shanghai was withheld from the account of the Nanjing North Branch of China Merchants Bank to pay for the maturity and acceptance of the bank acceptance. The above-mentioned transfer of bank deposits caused heavy losses to the company, but it was not until November 4, 2023 that the Super Aviation Division issued a "warning notice on the risk of some bank deposits being transferred". The CSRC and the proposed decision will give a warning to the company and a number of related responsible persons and impose fines.

According to public information, the Super Aviation Division, which was listed in 2022, is mainly engaged in the maintenance of pneumatic accessories, hydraulic accessories, fuel accessories and electrical accessories for military and civil aircraft.

In the first quarter of 2024, Superior Aviation achieved zero revenue.Pokerdownload8.6 billion yuan, an increase of 42.9 percent over the same period last year, and a net profit of 17 million yuan, down 19.82 percent from the same period last year.

Hua an Fund: its products hold excellent Aviation Division at the end of the first quarter of 2024.

Bread Finance combed public data found that by the end of the first quarter of 2024, Huaan Fund's Huaan Ankang held a stake in Superior Hangke, holding more than 600000 shares. According to the first quarterly report of Zhuo Hangke in 2024, Hua an Ankang is one of the company's top 10 shareholders with unlimited terms of sale.

pokerdownload| Chaozhuohang Kexi was fined for violating regulations: Huaan Fund's products are among the top ten tradable shareholders

As of May 23, 2024, the net worth of Hua an Ankang A has risen 6.11% since the beginning of this year, ranking 422max 2308 in the same category.

According to publicly disclosed information, Huaan Fund Management Co., Ltd., founded in 1998 and headquartered in Shanghai, is one of the first five fund management companies approved by the China Securities Regulatory Commission. The chairman of the company is Zhu Xuehua, the general manager is Zhang Xiaoling and the inspector is Yang Muyun.

The measures for Compliance Management of Securities companies and Securities Investment Fund Management companies stipulates that the board of directors of securities fund operating institutions decides on the compliance management objectives of the company and is responsible for the effectiveness of compliance management; the senior managers of securities fund operating institutions are responsible for implementing compliance management objectives and are responsible for compliance operations. The compliance officer shall examine, supervise and inspect the compliance of the operation, management and practice of the company and its staff.

Are the companies whose products are in violation of the rules and have been filed for investigation? are they in compliance?

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